Asset Management Mergers and Acquisitions
When you’re engaging in mergers and acquisitions within the asset management industry, we guide you through every step of the process. From structuring and negotiating to ensuring regulatory compliance and post-transaction integration, we help you secure deals that maximize value and reduce risk. You benefit from our extensive experience in managing both domestic and international transactions, ensuring smooth transitions and robust legal protection.
Consumer Financial Services
Your consumer finance offerings must comply with ever-changing federal and state regulations, and we are here to make that easier. Whether you provide consumer lending, mortgages, or credit card services, we ensure that your products and services meet legal requirements, protecting both your business and your customers. We work with you to design legally sound business practices that maintain compliance while enhancing customer trust.
Derivatives
When it comes to derivatives and structured products, managing risk and compliance is critical. We help you structure, negotiate, and execute complex derivatives transactions, ensuring compliance with Dodd-Frank and other relevant regulations. Our deep understanding of swaps, futures, options, and other financial instruments ensures that you can leverage these tools effectively while mitigating potential risks.
Banking & Financial Institutions
You need legal guidance that keeps pace with the rapidly changing regulatory environment facing financial institutions. We work closely with banks, credit unions, and other financial entities, offering strategic advice on governance, compliance, and operational matters. Our attorneys help you optimize operations while ensuring adherence to regulatory standards, from everyday transactions to high-level corporate governance.
Financial Institutions Regulatory
Staying compliant with financial regulations is a complex challenge. We help you navigate the intricate regulatory frameworks that govern financial institutions, including those imposed by the Federal Reserve, OCC, FDIC, and SEC. Whether you’re handling licensing, undergoing regulatory examinations, or managing ongoing reporting obligations, our team ensures you meet compliance requirements, allowing you to focus on running your institution effectively.
Financial Services Litigation
When disputes arise in the financial services sector, you need experienced litigators who can protect your interests. We represent financial institutions and companies in disputes related to securities, banking, and regulatory matters. Whether through litigation, arbitration, or mediation, we vigorously defend your business, helping to preserve your financial standing and corporate reputation in complex, high-stakes cases.
Fintech
As a fintech company, you operate in one of the most dynamic and rapidly evolving sectors. We provide the legal support you need to stay ahead of regulatory challenges and mitigate risks as you grow. From licensing and compliance with federal and state regulations to data privacy and protection, we help ensure your fintech business is legally sound. With our guidance, you can focus on innovation and scaling your operations with confidence.
Insurance
Navigating the insurance industry requires a thorough understanding of regulatory and legal challenges. We provide legal counsel on everything from product development to regulatory compliance and claims handling. Whether you’re dealing with state insurance laws or managing disputes, we help ensure your insurance operations remain compliant and competitive in this highly regulated field.
Investment Management
Managing investment funds requires precise legal oversight. We help you structure investment vehicles, comply with SEC regulations, and manage fiduciary responsibilities. Whether you’re forming a new fund or ensuring compliance with ongoing governance obligations, our attorneys provide the legal guidance you need to protect your reputation, your investors, and your bottom line.